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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 117 of 131  ·  2,602 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2321 CRCT CRICUT INC Technology 152,451.0 $570K +926.0 +0.6% $3.74 +5.1%
2322 NORTHPOINTE BANCSHARES INC. 32,905.0 $568K +312.0 +1.0% $17.26
2323 VEL VELOCITY FINL INC Financial Services 31,230.0 $565K $18.09 -6.2%
2324 ITM VANECK ETF TRUST 12,121.0 $563K +1K +13.8% $46.43 -0.0%
2325 OPBK OP BANCORP Financial Services 42,179.0 $561K -387.0 -0.9% $13.30 +4.9%
2326 BCV BANCROFT FD LTD Financial Services 25,913.0 $558K +14K +114.4% $21.54 +13.5%
2327 IJT ISHARES TR 3,850.0 $557K -714.0 -15.6% $144.69 +9.8%
2328 JFR NUVEEN FLOATING RATE INCOME Financial Services 73,865.0 $555K -11K -13.3% $7.52 -0.5%
2329 CMCL CALEDONIA MNG CORP Basic Materials 24,559.0 $555K +4K +21.2% $22.59 +4.9%
2330 WAY WAYSTAR HLDG CORP Technology 22,803.0 $550K -48K -68.0% $24.11 -25.6%
2331 TCMD TACTILE SYS TECHNOLOGY INC Healthcare 20,994.0 $549K +5K +28.9% $26.13 -13.0%
2332 HEICO CORP NEW 2,587.0 $546K +852.0 +49.1% $211.09
2333 NIO NIO INC Consumer Cyclical 90,278.0 $544K +22K +31.9% $6.03 +1.2%
2334 KINS KINGSTONE COS INC Financial Services 37,337.0 $544K +216.0 +0.6% $14.57 +4.0%
2335 WCN WASTE CONNECTIONS INC Industrials 3,317.0 $539K +682.0 +25.9% $162.45 -3.6%
2336 XENE XENON PHARMACEUTICALS INC Healthcare 9,133.0 $531K +3K +43.6% $58.15 -6.5%
2337 POLESTAR AUTOMOTIVE HLDG UK 28,656.0 $528K -2K -6.5% $18.42
2338 FAUG FIRST TR EXCHNG TRADED FD VI 10,117.0 $524K -3K -22.8% $51.78 +7.5%
2339 AZTA AZENTA INC Healthcare 24,714.0 $522K -2K -8.2% $21.13 -23.1%
2340 BC BRUNSWICK CORP Consumer Cyclical 7,173.0 $522K -43K -85.7% $72.76 +5.1%
Page 117 of 131  ·  2,602 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%