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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 159 of 214  ·  4,271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 CZWI CITIZENS CMNTY BANCORP INC M Financial Services 28,880.0 $515K 0.00% +10K +54.2% $17.82 +20.4%
3162 DWUS ADVISORSHARES TR 9,471.0 $513K 0.00% +375.0 +4.1% $54.20 +13.0%
3163 PHAT PHATHOM PHARMACEUTICALS INC Healthcare 30,940.0 $513K 0.00% +324.0 +1.1% $16.59 -37.5%
3164 SWZ TOTAL RETURN SECURITIES FUND Financial Services 82,461.0 $513K 0.00% -40K -32.9% $6.22 -4.7%
3165 OXLC OXFORD LANE CAP CORP Financial Services 35,011.0 $513K 0.00% +2K +6.2% $14.64 -38.0%
3166 FCT FIRST TR SR FLTG RATE INCOME Financial Services 50,869.0 $512K 0.00% -327K -86.5% $10.07 -4.9%
3167 ARGX ARGENX SE Healthcare 608.0 $511K 0.00% -84.0 -12.1% $840.87 +6.3%
3168 JSI JANUS DETROIT STR TR 9,818.0 $511K 0.00% +4K +64.7% $52.06 -1.2%
3169 UTL UNITIL CORP Utilities 10,519.0 $510K 0.00% +215.0 +2.1% $48.44 +5.8%
3170 PUTNAM ETF TRUST 58,896.0 $508K 0.00% NEW $8.63
3171 HAE HAEMONETICS CORP MASS Healthcare 6,330.0 $507K 0.00% -644.0 -9.2% $80.15 -2.4%
3172 REGCO REGENCY CTRS CORP Real Estate 7,346.0 $507K 0.00% +1K +22.7% $69.03 -67.6%
3173 BKAG BNY MELLON ETF TRUST 11,935.0 $506K 0.00% +883.0 +8.0% $42.38 -1.2%
3174 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 19,815.0 $506K 0.00% -3K -13.5% $25.52 +2.8%
3175 UA UNDER ARMOUR INC Consumer Cyclical 105,101.0 $504K 0.00% +22K +26.7% $4.80 +21.5%
3176 STM STMICROELECTRONICS N V Technology 19,402.0 $503K 0.00% +753.0 +4.0% $25.94 +198.0%
3177 TNL TRAVEL PLUS LEISURE CO Consumer Cyclical 7,123.0 $502K 0.00% -94.0 -1.3% $70.53 +5.1%
3178 BBDC BARINGS BDC INC Financial Services 54,691.0 $502K 0.00% -2K -4.1% $9.18 -8.6%
3179 UGA UNITED STS GASOLINE FD LP Financial Services 8,129.0 $502K 0.00% -59K -88.0% $61.73 +71.8%
3180 GABC GERMAN AMERN BANCORP INC Financial Services 12,759.0 $500K 0.00% -66.0 -0.5% $39.18 +17.2%
Page 159 of 214  ·  4,271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%