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Portfolio (Quarterly) Guide ↗

COMMONWEALTH EQUITY SERVICES, LLC

· CIK 0000312272
13F Portfolio $75.0B AUM 4,271 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 261 New 1567 Added 2180 Reduced 224 Exited
Page 106 of 214  ·  4,271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 DFIP DIMENSIONAL ETF TRUST 42,143.0 $1.8M 0.00% -3K -7.2% $41.56 +0.3%
2102 BCPC BALCHEM CORP Basic Materials 11,417.0 $1.8M 0.00% $153.36 +8.2%
2103 INNOVATOR ETFS TRUST 59,816.0 $1.7M 0.00% -20K -24.7% $29.22
2104 TRFM ETF SER SOLUTIONS 36,588.0 $1.7M 0.00% +1K +3.7% $47.65 +31.1%
2105 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 74,525.0 $1.7M 0.00% +5K +7.1% $23.32 +8.4%
2106 BKLC BNY MELLON ETF TRUST 13,284.0 $1.7M 0.00% +3K +25.9% $130.80 +9.8%
2107 DLS WISDOMTREE TR 21,382.0 $1.7M 0.00% +2K +12.3% $81.01 +6.5%
2108 WCN WASTE CONNECTIONS INC Industrials 9,830.0 $1.7M 0.00% -79.0 -0.8% $175.36 -11.5%
2109 QDEF FLEXSHARES TR 21,230.0 $1.7M 0.00% +1K +6.8% $80.96 +7.1%
2110 PSEC PROSPECT CAP CORP Financial Services 663,035.0 $1.7M 0.00% +53K +8.6% $2.59 -14.7%
2111 PGIM ROCK ETF TR 56,299.0 $1.7M 0.00% +31K +119.0% $30.46
2112 SPXC SPX TECHNOLOGIES INC Industrials 8,568.0 $1.7M 0.00% -581.0 -6.3% $200.06 +21.4%
2113 HEDG SERIES PORTFOLIOS TR 58,416.0 $1.7M 0.00% NEW $29.33 +2.5%
2114 APRJ INNOVATOR ETFS TRUST 69,492.0 $1.7M 0.00% -2K -2.1% $24.65 +2.0%
2115 NUDM NUSHARES ETF TR 47,294.0 $1.7M 0.00% +4K +10.4% $36.21 +10.2%
2116 TECHNIPFMC PLC 38,316.0 $1.7M 0.00% +889.0 +2.4% $44.56
2117 FIRST TR EXCHNG TRADED FD VI 53,672.0 $1.7M 0.00% +5K +9.5% $31.81
2118 IBHG ISHARES TR 76,456.0 $1.7M 0.00% -293K -79.3% $22.32 -1.2%
2119 RXI ISHARES TR 8,299.0 $1.7M 0.00% $205.27 -4.3%
2120 BSCV INVESCO EXCH TRD SLF IDX FD 101,976.0 $1.7M 0.00% +5K +5.6% $16.70 -1.7%
Page 106 of 214  ·  4,271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.8%
Financial Services 23.0%
Consumer Cyclical 9.4%
Industrials 7.7%
Healthcare 7.5%
Communication Services 7.5%
Consumer Defensive 5.0%
Energy 3.4%
Utilities 2.8%
Basic Materials 1.5%