Holdings (Monthly) Guide ↗

PGIM S&P 500 Max Buffer ETF - January

· PGIM Rock ETF Trust

Monthly Holdings $5M AUM 7 positions Period Jan 2026 Filed Mar 30, 2026 EDGAR ↗ ← All Funds

#	Name	Ticker	Since	Shares	Value	% Port	Cat
1	CBOE GLOBAL MARKETS, INC.	SPY 12 C13	Jan 2026	63	$4.2M	92.68%	DE
2	CBOE GLOBAL MARKETS, INC.	SPY 12 C13	Jan 2026	4	$269K	5.88%	DE
3	CBOE GLOBAL MARKETS, INC.	SPY 12 P68	Jan 2026	63	$226K	4.95%	DE
4	(PIPA070) PGIM Core Government Money Market Fund	000000000	Jan 2026	61,764	$62K	1.35%	STIV
5	CBOE GLOBAL MARKETS, INC.	SPY 12 P68	Jan 2026	4	$14K	0.31%	DE
6	CBOE GLOBAL MARKETS, INC.	SPY 12 C72	Jan 2026	-4	$-14052	-0.31%	DE
7	CBOE GLOBAL MARKETS, INC.	SPY 12 C72	Jan 2026	-63	$-221323	-4.84%	DE